| Equity For Growth (Securities) Limited — FRN 475953 | 475953 | Failed | 15 July 2026 | Investments |
| Suber PCS LLP — FRN 408069 | 408069 | Failed | 08 July 2026 | Pensions, Investments |
| Business Agent Ltd, trading as NextCrowd and NextFin — FRN 669880 | 669880 | Failed | 11 June 2026 | Investments |
| Prosper Capital LLP — FRN 453007 | 453007 | Under investigation | 01 June 2026 | Investments |
| Kapwealth Ltd, formerly Titan Investment Partners Ltd — FRN 590782 | 590782 | Failed | 14 May 2026 | Pensions |
| Great Point Investments Ltd — FRN 606798 | 606798 | Failed | 08 May 2026 | Investments |
| Capital Wealth Solutions Ltd — FRN 536958 | 536958 | Failed | 01 May 2026 | Pensions |
| Trust Financial Planning Limited — FRN 407457 | 407457 | Failed | 30 April 2026 | Investments |
| City Credit Capital (UK) Ltd, formerly Smart Link Financial Services (UK) Ltd — FRN 232015 | 232015 | Failed | 29 April 2026 | Investments |
| LCM Family Ltd — FRN 227651 | 227651 | Under investigation | 29 April 2026 | Investments |
| Skipbo Ltd, formerly Ring Associates Ltd — FRN 418829 | 418829 | Failed | 17 April 2026 | Pensions |
| Barfield Associates Ltd — FRN 116531 | 116531 | Failed | 16 April 2026 | Investments |
| Heritage Pensions Limited — FRN 475096 | 475096 | Failed | 01 April 2026 | Pensions |
| Gaudi Regulated Services Limited — FRN 488015 | 488015 | Failed | 20 March 2026 | Pensions |
| Inspired Loans Ltd, trading as Compare & Protect, Inspired Mortgages, Inspired Lending — FRN 705077 | 705077 | Failed | 17 March 2026 | Investments |
| Sigma Asset Management Ltd — FRN 225526 | 225526 | Failed | 12 March 2026 | Pensions |
| MCI Global Investment Advisors Ltd — FRN 948996 | 948996 | Failed | 06 March 2026 | Investments |
| Chancery Partnership Ltd — FRN 210093 | 210093 | Failed | 04 March 2026 | Investments |
| Campbell & Associates Independent Financial Advice Ltd, trading as Campbell & Associates — FRN 602550 | 602550 | Failed | 03 March 2026 | Investments |
| Green Wealth Management Ltd — FRN 729066 | 729066 | Failed | 03 March 2026 | Pensions |
| Avonbrook Financial Management Ltd, trading as Avonbrook Pensions, Investments & Mortgages — FRN 563220 | 563220 | Failed | 12 February 2026 | Pensions, Investments |
| Nexus Independent Financial Advisers Ltd, trading as Nexus Wealth, NIFA, Nexus Wealth, Nexus SIPP — FRN 584769 | 584769 | Failed | 05 February 2026 | Pensions |
| G60 Ltd, formerly Pacific Shelf 989 Ltd — FRN 195826 | 195826 | Failed | 21 January 2026 | Pensions |
| Hanson Financial Partners Ltd — FRN 529347 | 529347 | Failed | 16 January 2026 | Pensions |
| Logic Investments Limited — FRN 516459 | 516459 | Failed | 16 January 2026 | Investments |
| Donre Advisory Ltd — FRN 513993 | 513993 | Failed | 13 January 2026 | Pensions, Investments |
| MHMW1 Ltd, formerly M L Robinson Financial Advice Ltd — FRN 575253 | 575253 | Failed | 13 January 2026 | Pensions, Investments |
| WJR Financial Solutions Ltd — FRN 628907 | 628907 | Failed | 10 December 2025 | Pensions |
| ESE Capital Ltd — FRN 469499 | 469499 | Under investigation | 03 December 2025 | Investments |
| Pello Capital Ltd, formerly Cornhill Capital Ltd — FRN 449720 | 449720 | Failed | 26 November 2025 | Pensions |
| Independently East Ltd — FRN 488046 | 488046 | Failed | 19 November 2025 | Investments |
| PTC Financial Advice (Scotland) Ltd — FRN 816036 | 816036 | Failed | 20 October 2025 | Pensions |
| Peter Kettell IFA — FRN 209563 | 209563 | Failed | 17 October 2025 | Investments |
| Arthur Temlett, trading as Abacus Insurance Consultants — FRN 118204 | 118204 | Failed | 16 October 2025 | Insurance, Investments |
| Gallery Finance Ltd — FRN 659898 | 659898 | Failed | 09 October 2025 | Investments |
| TenetConnect Services Ltd, formerly The M & E Network Ltd trading as Future Fin — FRN 150643 | 150643 | Failed | 06 October 2025 | Investments |
| London Court Limited, formerly My Investment Hub, Venicap — FRN 146522 | 146522 | Failed | 03 October 2025 | Investments |
| Greenhill (Life & Pensions) Ltd, formerly Greenhill (Life & Pensions Brokers) Ltd — FRN 126761 | 126761 | Failed | 02 September 2025 | Pensions |
| Corporate & Professional Pensions Limited — FRN 465748 | 465748 | Failed | 25 July 2025 | Pensions |
| Forthplus Pensions Ltd, formerly Athena Pensions Ltd, Helium Miracle 119 Ltd — FRN 653170 | 653170 | Failed | 18 July 2025 | Pensions |
| ALTi RE Ltd, trading as ALTi Tiedemann Global — FRN 582903 | 582903 | Under investigation | 15 July 2025 | Investments |
| Alvarium Fund Managers (UK) Ltd — FRN 751355 | 751355 | Under investigation | 15 July 2025 | Investments |
| Facet Investment Management Ltd, formerly Financial Advisors to Consultants Engineers and Technologists Ltd — FRN 131372 | 131372 | Failed | 15 July 2025 | Pensions, Investments |
| Christopher Barker, trading as Apollo Pension & Investment Advisers — FRN 470611 | 470611 | Failed | 06 June 2025 | Investments |
| PCM Asset Management Ltd — FRN 589116 | 589116 | Failed | 04 June 2025 | Pensions, Investments |
| Central Markets Investment Management Ltd — FRN 475828 | 475828 | Failed | 28 May 2025 | Investments |
| AXG Advice Ltd, formerly The Salmon Financial Partnership Ltd — FRN 450813 | 450813 | Failed | 02 May 2025 | Pensions |
| IFA Ltd, trading as Cowburn Milner & Company Limited — FRN 433928 | 433928 | Failed | 01 May 2025 | Pensions |
| Wellesley & Co Ltd — FRN 631197 | 631197 | Under investigation | 01 May 2025 | Investments |
| Berkeley Jacobs Financial Services Ltd — FRN 158901 | 158901 | Failed | 30 April 2025 | Pensions |
| Raedex Consortium Ltd, trading as Wheels4Sure, Rent2OwnCars — FRN 668924 | 668924 | Failed | 30 April 2025 | Investments |
| Mr G and Mrs P Speller, trading as Solutions Financial Services — FRN 457106 | 457106 | Failed | 24 April 2025 | Pensions |
| JG Wealth Management Ltd, formerly Johnston Gray & Wardrop Ltd — FRN 165729 | 165729 | Failed | 16 April 2025 | Investments |
| Money Advice Partnership Ltd, formerly FML Wealth Ltd — FRN 715880 | 715880 | Failed | 08 April 2025 | Investments |
| Executive Benefit Consultancy Ltd — FRN 207482 | 207482 | Failed | 07 April 2025 | Pensions |
| Jacob Hopkins McKenzie Ltd — FRN 793392 | 793392 | Failed | 04 April 2025 | Investments |
| Attanta Ltd, formerly Neovision Wealth Management Ltd — FRN 301621 | 301621 | Failed | 03 April 2025 | Pensions, Investments |
| Inspirational Financial Management Ltd, trading as IFM Retirement Solutions — FRN 223511 | 223511 | Failed | 03 April 2025 | Pensions |
| LLP Services Ltd — FRN 229382 | 229382 | Failed | 28 March 2025 | Pensions, Investments |
| TenetConnect Ltd formerly Interdependence Ltd, trading as Tenet Network Services — FRN 149826 | 149826 | Failed | 25 March 2025 | Investments |
| Reis Financial Planning Ltd — FRN 673257 | 673257 | Failed | 20 February 2025 | Pensions |
| Foreign Currency Innovations Ltd, trading as FCI, FCI Markets, FCI Capital Management, formerly Earnex — FRN 616985 | 616985 | Failed | 06 February 2025 | Investments |
| Holborn Assets Ltd trading as Cheshire Pension Consultants, Expatriate Financial Planning Services — FRN 648817 | 648817 | Failed | 17 January 2025 | Pensions |
| Broadfoot, McKee and Hamilton trading as Professional Financial Services — FRN 145073 | 145073 | Failed | 09 January 2025 | Pensions |
| Bourne House Ltd, formerly F T Financial Management Ltd — FRN 462820 | 462820 | Failed | 16 December 2024 | Pensions |
| Intelligent Money Ltd — FRN 219473 | 219473 | Failed | 28 November 2024 | Pensions |
| Gainsborough Financial Services — FRN 145971 | 145971 | Failed | 25 November 2024 | Pensions |
| Norrix Financial Services Ltd, formerly RNAMK Ltd — FRN 224577 | 224577 | Failed | 19 November 2024 | Pensions |
| Charterhouse (Chester) Ltd, trading as Charthouse Asset Management — FRN 191421 | 191421 | Failed | 12 November 2024 | Pensions |
| Intelligent Wealth Management Partnership Ltd trading as IWMP — FRN 527010 | 527010 | Failed | 30 October 2024 | Pensions |
| Frobisher Capital Ltd — FRN 583211 | 583211 | Failed | 29 October 2024 | Investments |
| LEBC Group Ltd trading as The Care Adviser, The Retirement Adviser, Corporate Healthcare Solutions — FRN 760755 | 760755 | Failed | 29 October 2024 | Pensions |
| PSG SIPP Ltd — FRN 514654 | 514654 | Under investigation | 28 October 2024 | Pensions |
| Carl Julian Hanson, trading as Bright Future — FRN 479765 | 479765 | Failed | 25 October 2024 | Pensions, Investments |
| Chesterton Grant Ltd — FRN 408148 | 408148 | Failed | 24 October 2024 | Pensions, Investments |
| European American Capital Services Ltd, trading as EA Capital — FRN 401897 | 401897 | Failed | 22 October 2024 | Investments |
| Inter-UK Financial Services Ltd trading as IUK Global, InterProtect, Casa Capital — FRN 198003 | 198003 | Failed | 08 October 2024 | Pensions |
| Advice & Wealth Management Solutions LLP — FRN 599263 | 599263 | Failed | 07 October 2024 | Pensions |
| Colbourne & Company — FRN 125003 | 125003 | Failed | 26 September 2024 | Investments |
| Pro-Synergy Wealth & Tax Management Ltd, trading as Sedulo Wealth Management — FRN 502652 | 502652 | Failed | 19 September 2024 | Investments |
| City & Merchant Ltd — FRN 154182 | 154182 | Under investigation | 11 September 2024 | Investments |
| Triple A Financial Services — FRN 431854 | 431854 | Failed | 11 September 2024 | Pensions |
| Barton Hatcher Ingram Financial Management Ltd — FRN 401729 | 401729 | Failed | 09 September 2024 | Pensions |
| Mark Peter Houlbrook trading as Thorn Investment & Pension Services — FRN 498168 | 498168 | Failed | 28 August 2024 | Pensions |
| Green Gem Financial Ltd — FRN 400488 | 400488 | Failed | 12 August 2024 | Pensions |
| J Monroe Ltd, trading as Compendium Wealth, Summit Wealth Management — FRN 791232 | 791232 | Failed | 04 July 2024 | Pensions |
| Holistic Pension Transfer Specialists Ltd, trading as HPTS — FRN 747407 | 747407 | Failed | 03 July 2024 | Pensions |
| MacInnes & Bottomley — FRN 121661 | 121661 | Failed | 27 June 2024 | Pensions |
| Mackie Wealth Management Ltd — FRN 498322 | 498322 | Failed | 20 June 2024 | Investments |
| Broadlands Partnership — FRN 402268 | 402268 | Failed | 14 June 2024 | Pensions |
| Haich & Associates Ltd, formerly 14Lights Ltd, NPD International Ltd — FRN 791582 | 791582 | Failed | 11 June 2024 | Investments |
| Chestergate Financial Services Ltd, formerly Bradshaw Bennet Independent Financial Advisers Ltd — FRN 459990 | 459990 | Failed | 14 May 2024 | Pensions |
| Alexander David Securities Limited — FRN 469150 | 469150 | Failed | 30 April 2024 | Pensions, Investments |
| Atlantic Investors (Scotland) Ltd — FRN 182565 | 182565 | Failed | 19 April 2024 | Pensions, Investments |
| PH7 Wealth Management Ltd, formerly The Pension Place Ltd trading as PH7 Mortgages, PH7 Insurance Brokers — FRN 842598 | 842598 | Failed | 12 April 2024 | Pensions |
| WR Simon Ashley Silver Independent Financial Advisor Ltd — FRN 209539 | 209539 | Failed | 12 April 2024 | Pensions, Investments |
| Go IFA Ltd, formerly Stevton Ltd trading as Go IFA Ltd, Go IFAs — FRN 530741 | 530741 | Failed | 10 April 2024 | Pensions |
| Oakwood Financial Management LLP — FRN 225473 | 225473 | Failed | 10 April 2024 | Pensions |
| Finsbury Financial Ltd, trading as Finsbury — FRN 503294 | 503294 | Failed | 09 April 2024 | Investments |
| Kathryn Brown — FRN 670840 | 670840 | Under investigation | 09 April 2024 | Pensions |
| KBFS Financial Ltd — FRN 831504 | 831504 | Under investigation | 09 April 2024 | Pensions |
| Pension Advice Specialists Ltd, trading as Ashworth Wealth — FRN 792927 | 792927 | Failed | 26 March 2024 | Pensions |
| Abbey Lane Financial Associates Ltd — FRN 649170 | 649170 | Failed | 25 March 2024 | Pensions |
| Aqua Financial Services Ltd, formerly Aqua IFA Ltd — FRN 228652 | 228652 | Failed | 25 March 2024 | Pensions |
| Fresh Financial Solutions LLP — FRN 471129 | 471129 | Failed | 25 March 2024 | Pensions, Investments |
| Strategic Investment Solutions Ltd — FRN 230902 | 230902 | Failed | 25 March 2024 | Pensions, Investments |
| A.P. Financial Services UK Ltd, trading as Pella Associates, GW Financial Planning Services — FRN 218973 | 218973 | Failed | 08 March 2024 | Pensions |
| Hartley Pensions Ltd — FRN 735936 | 735936 | Failed | 21 February 2024 | Pensions |
| Frodsham Financial Planning Ltd, formerly Tom Carroll Associates Financial Planning Ltd — FRN 214554 | 214554 | Failed | 13 February 2024 | Pensions |
| Sterling Green Ltd — FRN 469956 | 469956 | Failed | 09 February 2024 | Pensions, Investments |
| Abana Unipessoal Lda formerly Abana Lda — FRN 597069 | 597069 | Failed | 08 February 2024 | Pensions |
| Smith Holdings Ltd, trading as Life Time Independent — FRN 441726 | 441726 | Failed | 23 January 2024 | Pensions |
| Niche Independent Financial Advisers Ltd — FRN 472635 | 472635 | Failed | 17 January 2024 | Pensions |
| D & G Financial Services Ltd — FRN 208521 | 208521 | Failed | 09 January 2024 | Pensions, Investments |
| The Chambers Partnership Ltd — FRN 495472 | 495472 | Failed | 20 December 2023 | Pensions |
| Houghton Edwards LLP — FRN 591926 | 591926 | Failed | 15 December 2023 | Investments |
| Rowanmoor Personal Pensions Ltd — FRN 458260 | 458260 | Failed | 15 December 2023 | Pensions |
| IFS Aegis Ltd, formerly Authorised Financial Advisors Ltd — FRN 587982 | 587982 | Failed | 14 December 2023 | Pensions, Investments |
| BlueSky Wealth Management Ltd — FRN 446963 | 446963 | Failed | 12 December 2023 | Pensions, Investments |
| Quadros Financial Solutions Ltd — FRN 764760 | 764760 | Failed | 01 December 2023 | Pensions |
| D C Financial Ltd, formerly SystemCover Ltd — FRN 170299 | 170299 | Failed | 09 November 2023 | Pensions |
| Retirement Direct Ltd, formerly Read Independent Financial Advisers Ltd — FRN 183942 | 183942 | Failed | 20 October 2023 | Pensions |
| Blankstone Sington Ltd, trading as BS CFDs — FRN 143694 | 143694 | Failed | 13 October 2023 | Investments |
| IBP Markets Ltd — FRN 520929 | 520929 | Under investigation | 13 October 2023 | Investments |
| Marvell Enterprises Ltd — FRN 942172 | 942172 | Failed | 13 October 2023 | Investments |
| Cavendish Incorporated Ltd — FRN 942176 | 942176 | Failed | 12 October 2023 | Investments |
| David Craig — FRN 503340 | 503340 | Failed | 25 September 2023 | Pensions |
| Mike Norris Financial Services Ltd — FRN 542126 | 542126 | Failed | 22 September 2023 | Pensions |
| Crosbie Carr Morris Ltd — FRN 799406 | 799406 | Failed | 14 September 2023 | Pensions, Investments |
| Focus Oxford LLP, trading as Focus Independent Financial Advisers and Independent Insurance Consultants — FRN 594369 | 594369 | Failed | 14 September 2023 | Pensions, Investments |
| Leslie & Swallow LLP, trading as Aston Collie — FRN 601807 | 601807 | Failed | 14 September 2023 | Pensions, Investments |
| MLM Wealth Management Ltd, trading as MLM Financial Services — FRN 784277 | 784277 | Failed | 02 September 2023 | Pensions |
| Chryson Ltd, trading as IQ Money, Chryson Wealth Management, Sharewatch UK — FRN 491208 | 491208 | Failed | 23 August 2023 | Investments |
| Consero Capital LLP, trading as Green-ifisa.com, Renewable-bonds.com — FRN 570728 | 570728 | Failed | 23 August 2023 | Investments |
| The Financial Planning Practice Ltd — FRN 223388 | 223388 | Failed | 11 August 2023 | Pensions |
| Arrow Financial Services UK Ltd, trading as Arrow Asset Management — FRN 528826 | 528826 | Failed | 09 August 2023 | Pensions |
| Cheshire Trafford UK Ltd, formerly Cheshire Trafford (Yorkshire) & Co. Ltd — FRN 115194 | 115194 | Failed | 21 July 2023 | Pensions, Investments |
| Maymont Wealth Ltd, formerly GWM Investment Management Ltd trading as Discover Wealth — FRN 629098 | 629098 | Failed | 21 July 2023 | Pensions, Investments |
| Prism Independent Financial Advisers Ltd — FRN 515431 | 515431 | Failed | 11 July 2023 | Pensions |
| Wealthmasters Financial Management Ltd trading as Gryphon Capital, Invictus Wealth, Sydney Charles UK — FRN 536087 | 536087 | Failed | 11 July 2023 | Pensions |
| MacFarlaine & Brooks IFA Ltd — FRN 612753 | 612753 | Failed | 28 June 2023 | Pensions, Investments |
| Thomas Financial Ltd — FRN 473555 | 473555 | Failed | 08 June 2023 | Pensions, Investments |
| Pacific IFA Ltd — FRN 490522 | 490522 | Failed | 26 May 2023 | Pensions |
| Old Park Capital Ltd — FRN 504863 | 504863 | Failed | 23 May 2023 | Investments |
| Wellington Court Financial Services Ltd — FRN 465455 | 465455 | Failed | 23 May 2023 | Pensions |
| SQ Wealth Ltd, formerly Quays Wealth Management Ltd — FRN 707844 | 707844 | Failed | 06 April 2023 | Pensions |
| WealthTek LLP — FRN 832264 | 832264 | Failed | 06 April 2023 | Investments |
| Help Financial Ltd, formerly Sterling Wealth Ltd, A I Financial Management Ltd — FRN 653104 | 653104 | Failed | 31 March 2023 | Pensions |
| Hudson Foster Financial Services Ltd, trading as Hudson Foster & Co, Great Benefits Financial — FRN 131285 | 131285 | Failed | 31 March 2023 | Pensions |
| Kings — FRN 197285 | 197285 | Failed | 31 March 2023 | Pensions |
| Osborn Wealth Management Ltd, formerly Pace Ward Financial Ltd — FRN 232576 | 232576 | Failed | 22 March 2023 | Pensions |
| DAC Pensions Ltd, formerly Davies & Co SSAS Solutions Ltd trading as DAC Pensions — FRN 774721 | 774721 | Failed | 16 March 2023 | Pensions |
| Portal Financial Services LLP formerly Portafina LLP — FRN 501272 | 501272 | Failed | 15 March 2023 | Pensions |
| The London Trading Company Ltd, trading as Lontrad, TCM Wealth Management — FRN 678985 | 678985 | Failed | 10 March 2023 | Pensions, Investments |
| FP Consulting Ltd trading as The Salmon Partnership, RMS Wealth Management, Honeypot Financial Services, Chilworth Financial Management — FRN 195084 | 195084 | Failed | 24 February 2023 | Pensions |
| Northern Provident Investments Ltd, formerly Money Labs Ltd, ISA Lab — FRN 647948 | 647948 | Failed | 24 February 2023 | Investments |
| Optimise Wealth Management Ltd — FRN 812526 | 812526 | Failed | 24 February 2023 | Pensions |
| RSS&L Ltd — FRN 774374 | 774374 | Failed | 24 February 2023 | Pensions |
| Bailey Richards Wealth Management Ltd — FRN 583487 | 583487 | Failed | 22 February 2023 | Pensions |
| Corporate Benefits Consulting Ltd — FRN 516965 | 516965 | Failed | 22 February 2023 | Pensions |
| WGL Altrincham Ltd, formerly Whitehead Group Ltd, Whitehead & Partners Ltd, Viewlane Ltd trading as Priestley & Partners, Whitehead & Partners — FRN 118229 | 118229 | Failed | 21 February 2023 | Pensions |
| Alexander Sloan Financial Planning Ltd — FRN 190674 | 190674 | Failed | 15 February 2023 | Pensions, Investments |
| Planet Pensions Ltd s.r.o., v likvidaci trading as Square Mile International Financial, s.r.o. — FRN 526293 | 526293 | Failed | 14 February 2023 | Pensions |
| H&F Financial Ltd — FRN 778297 | 778297 | Failed | 10 February 2023 | Investments |
| Aquila Financial Services — FRN 539133 | 539133 | Failed | 19 January 2023 | Pensions |
| Better Retirement Group Ltd formerly Directly Financial Ltd, Financial Strategy Ltd — FRN 153420 | 153420 | Failed | 17 January 2023 | Pensions |
| Braemar Wealth Management NW Ltd — FRN 425022 | 425022 | Failed | 17 January 2023 | Pensions |
| Broadgate Financial Management LLP — FRN 589112 | 589112 | Failed | 17 January 2023 | Pensions |
| Vintage Investment Services, trading as Vintage, Vintage Protect, Vintage Mortgages — FRN 142806 | 142806 | Failed | 17 January 2023 | Pensions |
| Plan Your Retirement Ltd — FRN 476475 | 476475 | Failed | 11 January 2023 | Pensions |
| Cadogan Asset Management Ltd — FRN 749342 | 749342 | Failed | 10 January 2023 | Investments |
| Midhurst Asset Management Ltd, formerly Legistshelfco No 122 Ltd — FRN 154333 | 154333 | Failed | 09 January 2023 | Investments |
| Nurture Financial Planning Ltd trading as Premier IFA Ltd — FRN 496332 | 496332 | Failed | 09 January 2023 | Pensions |
| A+ Financial Services Ltd trading as A-plus Independent Financial Advice, Grosvenor Trust & Saving, A-plus — FRN 222159 | 222159 | Failed | 14 December 2022 | Investments |
| Premier Wealth Management Harrogate Ltd — FRN 752619 | 752619 | Failed | 13 December 2022 | Pensions |
| Craig Mitchell, trading as Craig Mitchell Personal and Corporate Financial Planning — FRN 624013 | 624013 | Failed | 08 December 2022 | Investments |
| FSC Investment Services Ltd, formerly Ashwood Wealth Management Ltd — FRN 441650 | 441650 | Failed | 08 December 2022 | Investments |
| Antonor LLP, formerly Priory Impartial Solutions LLP trading as Ridgeway Consultants — FRN 486910 | 486910 | Failed | 29 November 2022 | Pensions |
| EQ Financial Planning Ltd — FRN 575160 | 575160 | Failed | 25 November 2022 | Investments |
| Bartholomew Financial Ltd — FRN 596038 | 596038 | Failed | 22 November 2022 | Pensions |
| Juno Moneta Wealth Ltd, trading as Teal Financial, Empower Wealth Management, NAPIT Wealth — FRN 669519 | 669519 | Failed | 11 November 2022 | Pensions |
| Oracle Consultants Ltd, trading as Incisive Wealth, Incisive Dental, Incisive Wealth Management — FRN 618258 | 618258 | Failed | 11 November 2022 | Pensions |
| Solutions Financial Services (UK) Ltd — FRN 402668 | 402668 | Failed | 27 October 2022 | Pensions |
| Hallmark Ltd, trading as Hallmark Mortgages & Overseas Properties, Abbot Insurance Broker — FRN 403377 | 403377 | Failed | 20 October 2022 | Pensions |
| Thompson Prior LLP — FRN 207510 | 207510 | Failed | 17 October 2022 | Pensions |
| Everyday Financial Advice Ltd, trading as Tudor Court Financial Planning — FRN 595535 | 595535 | Failed | 07 October 2022 | Pensions |
| The TJM Partnership Ltd, formerly T.J. Market (Holdings) plc, Neovision Global Capital Ltd — FRN 498199 | 498199 | Failed | 07 October 2022 | Pensions |
| Nationwide Benefit Consultants Ltd, trading as The Pension Reporter — FRN 624316 | 624316 | Failed | 16 September 2022 | Pensions |
| Trust Financial Consulting Ltd — FRN 401459 | 401459 | Failed | 16 September 2022 | Pensions |
| Mercia Financial Planning Ltd — FRN 718251 | 718251 | Failed | 06 September 2022 | Pensions |
| Daniel Stewart & Company plc, formerly Oval Ltd trading as Daniel Stewart & Company Ltd — FRN 145026 | 145026 | Failed | 15 August 2022 | Pensions |
| Curzon Capital Ltd — FRN 191520 | 191520 | Failed | 22 July 2022 | Pensions, Investments |
| Smith, Law & Shepherds I.F.A Ltd — FRN 719232 | 719232 | Failed | 21 July 2022 | Pensions, Investments |
| County Capital Wealth Management Ltd, trading as The Pension Review Service, Fathom — FRN 463679 | 463679 | Failed | 21 July 2022 | Pensions, Investments |
| Cowley & Miller Independent Financial Services Ltd — FRN 550002 | 550002 | Failed | 07 July 2022 | Pensions |
| Just Loans Group plc — FRN Not FCA authorised 1 | Not FCA authorised 1 | Failed | 15 June 2022 | Investments |
| Tradenext Ltd, also known as TradeNext Prime, FCI Tradenext, iTrader, i-Pay, Remitnext, TradenextGlobal, i-Trader — FRN 573464 | 573464 | Failed | 14 June 2022 | Pensions |
| A to Z Mortgages Ltd, trading as Dunure Asset Management — FRN 227542 | 227542 | Failed | 24 May 2022 | Pensions |
| Juno Moneta Capital Management Ltd, formerly Corcillum Ltd trading as Morgan Peterson, BL Financial Planning — FRN 753184 | 753184 | Failed | 06 May 2022 | Pensions |
| Westbury Private Clients LLP — FRN 595603 | 595603 | Failed | 06 May 2022 | Pensions, Investments |
| Integrity IFA Ltd, trading as Dewar and Partners, Scottish Landlords Insurance, Wood and Ker — FRN 514600 | 514600 | Failed | 27 April 2022 | Pensions |
| Briggs Murray Financial Planning & Wealth Management Ltd, trading as Briggs Murray Wealth — FRN 773229 | 773229 | Failed | 26 April 2022 | Pensions |
| Whitebridge Financial Planning Ltd — FRN 610304 | 610304 | Failed | 26 April 2022 | Pensions |
| Vector Wealth Ltd — FRN 578178 | 578178 | Under investigation | 22 April 2022 | Investments |
| Keywood Olley & Associates Ltd, trading as North East Mortgages, EMH Financial Planning — FRN 401067 | 401067 | Failed | 05 April 2022 | Pensions |
| Philip Griffin & Associates — FRN 139008 | 139008 | Failed | 16 March 2022 | Pensions |
| Sova Capital Ltd — FRN 225539 | 225539 | Under investigation | 04 March 2022 | Investments |
| John Dyer Ltd — FRN 125135 | 125135 | Failed | 03 March 2022 | Pensions |
| Channel One Financial Planning LLP, trading as Channel One Financial Services — FRN 542078 | 542078 | Failed | 25 January 2022 | Pensions |
| Midland Independent Financial Services Ltd, formerly The Mortgage Shop Ltd — FRN 304129 | 304129 | Failed | 25 January 2022 | Pensions |
| Financial Planning Solutions (UK) Ltd — FRN 453409 | 453409 | Failed | 20 January 2022 | Pensions |
| PWM Advisers Ltd — FRN 466612 | 466612 | Failed | 20 January 2022 | Pensions |
| Foresight Financial Services Ltd trading as Foresight — FRN 479805 | 479805 | Failed | 13 January 2022 | Investments |
| Hamilton Rose Wealth Management Ltd, trading as Athena Wealth, trading as www.theisaexpert.co.uk — FRN 650305 | 650305 | Failed | 23 December 2021 | Pensions, Investments |
| F T Stockbrokers Ltd — FRN 477850 | 477850 | Failed | 22 December 2021 | Investments |
| PWH Financial Planning Ltd, trading as WGN Wealth Management — FRN 506351 | 506351 | Failed | 13 December 2021 | Pensions |
| Acklam Financial Ltd — FRN 223707 | 223707 | Failed | 26 November 2021 | Pensions, Investments |
| Independent Benefit Consultancy Ltd — FRN 522390 | 522390 | Failed | 26 November 2021 | Pensions, Investments |
| Network Direct Ltd — FRN 501761 | 501761 | Failed | 26 November 2021 | Pensions |
| A. W. Dallas Financial Services Ltd, trading as Portfolio Pension Consultancy — FRN 481208 | 481208 | Failed | 19 November 2021 | Pensions |
| Meyado Private Wealth Management London Ltd, formerly Berkshire Financial Advisers Ltd — FRN 442632 | 442632 | Failed | 19 November 2021 | Pensions, Investments |
| Tramway Financial Management Ltd — FRN 752006 | 752006 | Failed | 19 November 2021 | Pensions |
| West Wales Financial Services Ltd, trading as IWA Financial Solutions, and Mike Powell Mortgages — FRN 756482 | 756482 | Failed | 19 November 2021 | Pensions, Investments |
| Fortuna Wealth Management Ltd, previously Fidelis Wealth Management Ltd, AWG Financial Ltd — FRN 774173 | 774173 | Failed | 08 November 2021 | Pensions, Investments |
| Armstrong Campbell LLP — FRN 437244 | 437244 | Failed | 01 November 2021 | Pensions |
| Broadlands Partnership Ltd trading as Manning Gee Investments — FRN 565547 | 565547 | Failed | 01 November 2021 | Pensions |
| Spires Independent Ltd, trading as Paladin, also trading as Tony Castrey Wealth Management — FRN 585453 | 585453 | Failed | 01 November 2021 | Pensions |
| Retirement & Pension Planning Services Ltd — FRN 542640 | 542640 | Failed | 20 October 2021 | Pensions |
| Lifestyle Financial Consultancy Ltd — FRN 628838 | 628838 | Failed | 12 October 2021 | Pensions |
| Clear Capital Management LLP, trading as Clear Advice, Kalis Capital LLP — FRN 598743 | 598743 | Failed | 29 September 2021 | Pensions, Investments |
| Rock Financial Consultants 2002 Ltd — FRN 400096 | 400096 | Failed | 23 September 2021 | Pensions |
| Coniston Wealth Management Ltd, trading as Lighthouse (Coniston) Ltd — FRN 400512 | 400512 | Failed | 06 September 2021 | Pensions |
| CFP Management Ltd — FRN 571695 | 571695 | Failed | 02 September 2021 | Pensions |
| J.S. Financial Advice Service Ltd — FRN 401098 | 401098 | Failed | 02 September 2021 | Pensions |
| AFX Markets Ltd, trading as STO, Quantic Prime, tradealot, XSecurities, eloFX — FRN 560872 | 560872 | Failed | 24 August 2021 | Investments |
| Omada Investment Management Ltd, trading as Fairfax Investment Management Ltd — FRN 468801 | 468801 | Failed | 24 August 2021 | Investments |
| City of London Markets Ltd, trading as Berkeley Capital — FRN 595844 | 595844 | Failed | 12 August 2021 | Pensions |
| Thomson Brown Financial Management Ltd, trading as Audley Asset Management — FRN 474874 | 474874 | Failed | 12 August 2021 | Pensions |
| Karl Jones, trading as Total Financial Solutions — FRN 565890 | 565890 | Failed | 29 July 2021 | Pensions |
| Capital Asset Management Ltd, formerly HSJ Asset Management Ltd — FRN 503091 | 503091 | Failed | 28 July 2021 | Pensions |
| TFP (Life & Pensions) Ltd, trading as Medical & Professional — FRN 229766 | 229766 | Failed | 28 July 2021 | Pensions |
| Paxtons Insurances — FRN 140179 | 140179 | Failed | 13 July 2021 | Pensions |
| Argent Wealth Ltd, trading as Carlton Smith Private Wealth, Orchard Financial Planners, Morley James Asset Management and Lifestyle Wealth Management — FRN 515379 | 515379 | Failed | 07 July 2021 | Pensions |
| Independent Financial Matters Ltd, trading as Unite Financial Services — FRN 565401 | 565401 | Failed | 09 June 2021 | Pensions |
| Premiumwatch Financial Services Ltd, trading as PFS — FRN 470680 | 470680 | Failed | 09 June 2021 | Pensions |
| MedDen Financial Services LLP — FRN 473375 | 473375 | Failed | 27 May 2021 | Pensions, Endowments, Investments |
| A Campbell, trading as The Newton-Barr Partnership — FRN 145385 | 145385 | Failed | 25 May 2021 | Pensions |
| Highpoint Trustees Ltd, formerly Citadel Trustees Ltd — FRN 485414 | 485414 | Failed | 18 May 2021 | Investments |
| IFA Home Counties Ltd — FRN 488819 | 488819 | Failed | 17 May 2021 | Pensions |
| Knight Wealth Management Services Ltd — FRN 466629 | 466629 | Failed | 07 May 2021 | Investments |
| Sovereign Wealth Advisory Ltd — FRN 603333 | 603333 | Failed | 07 May 2021 | Pensions |
| Wrightway Financial Consultants Ltd — FRN 208752 | 208752 | Failed | 07 May 2021 | Pensions |
| Bartholomew Hawkins Ltd, trading as Turris Port Wealth Management Ltd — FRN 489590 | 489590 | Failed | 26 March 2021 | Pensions |
| Blakemore Wealth Management Ltd — FRN 581179 | 581179 | Failed | 26 March 2021 | Investments |
| DK Consulting Ltd, formerly Plan65 Ltd trading as Davidson Rae Financial Management — FRN 573597 | 573597 | Failed | 25 March 2021 | Pensions |
| Estate Matters Financial Ltd, trading as Pension Matters — FRN 472900 | 472900 | Failed | 25 March 2021 | Pensions |
| Mansion Park Ltd, trading as Mansion Park Scotland, David Head MPL, Michael J Alexander — FRN 209313 | 209313 | Failed | 23 March 2021 | Pensions |
| Active Finance (Scotland) Ltd — FRN 609259 | 609259 | Failed | 22 March 2021 | Pensions |
| Solicitors Financial Services (Central Scotland) Ltd, trading as Equity Financial Services — FRN 232377 | 232377 | Failed | 22 March 2021 | Pensions, Investments |
| Hyde Financial Management Ltd, formerly Imperial Wealth Management Ltd — FRN 501271 | 501271 | Failed | 15 March 2021 | Pensions, Investments |
| John Coldwell Pensions & Investments Ltd, formerly Prophecy Pensions and Investments Ltd — FRN 434114 | 434114 | Failed | 23 February 2021 | Pensions, Insurance, Investments |
| Sterling Pension Management Ltd, formerly F E Wright (Pensions & Financial Planning) Ltd — FRN 114862 | 114862 | Failed | 12 February 2021 | Pensions, Insurance, Investments |
| Universal Capital Markets Ltd, trading as Nexus Capital Ltd, Aspire Trade Ltd — FRN 490611 | 490611 | Failed | 12 February 2021 | Pensions, Insurance, Investments |
| Gardner Massey Wright IFA Ltd, trading as Eskdene Associates — FRN 463349 | 463349 | Failed | 29 January 2021 | Pensions, Insurance, Investments |
| Sequence Financial Management Ltd, trading as Sequence Pension Solutions, Moneybrain Robo-Advice — FRN 528196 | 528196 | Failed | 29 January 2021 | Pensions, Insurance, Investments |
| Liberty Sipp Ltd, trading as Liberty Pensions — FRN 476409 | 476409 | Failed | 25 January 2021 | Pensions |
| RHT Financial Services Ltd — FRN 230738 | 230738 | Failed | 20 January 2021 | Pensions |
| Pembrokeshire Mortgage Centre Ltd, trading as County Financial Consultants — FRN 479220 | 479220 | Failed | 14 January 2021 | Pensions, PPI Claims |
| Copia Wealth Management Ltd — FRN 605906 | 605906 | Under investigation | 06 January 2021 | Pensions |
| Ober Private Clients Ltd — FRN 706215 | 706215 | Failed | 22 December 2020 | Investments |
| Optimus Wealth Management Ltd, formerly Howard & Co (Mortgages) Ltd, Panayi Ltd — FRN 432564 | 432564 | Failed | 17 December 2020 | Pensions, Insurance, Investments |
| Walker Woodhead Financial Planning Ltd, formerly Walker Financial Planning Ltd — FRN 401158 | 401158 | Failed | 14 December 2020 | Pensions |
| Earthworm Ltd — FRN 797051 | 797051 | Failed | 01 December 2020 | Investments |
| Direct Market Touch Ltd — FRN 490521 | 490521 | Failed | 26 November 2020 | Investments |
| Fiducia Wealth Solutions Ltd, formerly Regen Investments Ltd — FRN 646975 | 646975 | Failed | 26 November 2020 | Pensions, Investments |
| Drew (UK) Financial Services — FRN 180995 | 180995 | Failed | 05 November 2020 | Investments |
| J L Fisher Financial Services Ltd — FRN 116035 | 116035 | Failed | 05 November 2020 | Pensions |
| Guinness Mahon Trust Corporation Ltd — FRN 464432 | 464432 | Failed | 29 October 2020 | Pensions |
| B&G Finance Ltd — FRN 788684 | 788684 | Failed | 20 October 2020 | Investments |
| German Property Group — FRN GPG | GPG | Failed | 08 October 2020 | Investments |
| Intuitive Associates Ltd trading as Intuitive Financial Associates — FRN 782809 | 782809 | Failed | 07 October 2020 | Pensions, Investments |
| REX Financial Services LLP — FRN 798939 | 798939 | Failed | 29 September 2020 | Pensions, Insurance, Investments |
| Baronworth (Investment Services) Ltd — FRN 115284 | 115284 | Failed | 07 September 2020 | Pensions, Insurance, Investments |
| Agincourt Financial Ltd, trading as Alecto Financial Ltd — FRN 197236 | 197236 | Failed | 04 September 2020 | Pensions, Insurance, Investments |
| DNG Financial Solutions Ltd, trading as Succession Group — FRN 472596 | 472596 | Failed | 04 September 2020 | Pensions, Insurance, Investments |
| Wellington Financial Management Ltd — FRN 447881 | 447881 | Failed | 04 September 2020 | Pensions, Insurance, Investments |
| A Luckhurst & N Shaw, trading as BBT Financial Services — FRN 147352 | 147352 | Failed | 02 September 2020 | Investments |
| Hopper & Co (Scotland) Ltd — FRN 190743 | 190743 | Failed | 02 September 2020 | Pensions, Insurance, Investments |
| S & M Hughes Ltd, trading as Crescent Financial — FRN 566837 | 566837 | Failed | 14 August 2020 | Pensions, Investments |
| PS Employee Benefits Ltd, trading as Bellpenny, TQ Employee Benefits and Torquil Clark Employee Benefits — FRN 190545 | 190545 | Failed | 17 July 2020 | Pensions |
| O'Toole & Associates LLP, trading as O&A, O&A Pension & Investment Specialists — FRN 466357 | 466357 | Failed | 09 July 2020 | Pensions |
| Acorn Financial Solutions (Wessex) Ltd — FRN 453407 | 453407 | Failed | 19 June 2020 | Investments |
| Capital & Income Solutions Ltd — FRN 462885 | 462885 | Failed | 19 June 2020 | Pensions |
| Kingfisher Financial Strategies Ltd — FRN 587708 | 587708 | Failed | 19 June 2020 | Pensions |
| Pointon York Ltd, formerly Pointon York Sipp Solutions Ltd — FRN 309975 | 309975 | Failed | 19 June 2020 | Pensions, Investments |
| Financial Solutions Midhurst Ltd trading as AMPF and FSML Wealth — FRN 459575 | 459575 | Failed | 12 June 2020 | Pensions |
| Halebarns Financial Planning Ltd, formerly Kidd & Co (IFA) Ltd — FRN 195937 | 195937 | Failed | 12 June 2020 | Pensions |
| Pentagon Capital Management plc — FRN 189239 | 189239 | Failed | 12 June 2020 | Investments |
| Cannonbridge Corporation Ltd, formerly Cannon Bridge Clearing Ltd — FRN 146362 | 146362 | Failed | 10 June 2020 | Investments |
| JP Financial Management Ltd — FRN 460241 | 460241 | Failed | 10 June 2020 | Pensions |
| Stargate Capital Management Ltd, formerly Classic Fund Management Ltd trading as Wealth Fortress DFM — FRN 191763 | 191763 | Failed | 02 June 2020 | Pensions |
| Kingsway Wealth Management Ltd — FRN 452538 | 452538 | Failed | 13 May 2020 | Pensions |
| Greyfriars Asset Management LLP — FRN 229285 | 229285 | Failed | 29 April 2020 | Pensions, Investments |
| City One Securities Ltd, formerly Europacific Corporate Finance Ltd, Holmes & Company Ltd — FRN 146908 | 146908 | Failed | 29 April 2020 | Pensions |
| Blackmore Bond plc — FRN BLB | BLB | Failed | 22 April 2020 | Investments |
| Saxon Capital Ltd — FRN 623131 | 623131 | Failed | 15 April 2020 | Investments |
| Berkeley Burke SIPP Administration Ltd — FRN 483769 | 483769 | Failed | 01 April 2020 | Investments |
| Fusion Wealth Management Ltd — FRN 467839 | 467839 | Failed | 01 April 2020 | Pensions |
| Devonshire Asset Management Ltd — FRN 401230 | 401230 | Failed | 18 March 2020 | Pensions, Investments |
| MacKintosh Cunningham Consulting Ltd — FRN 402472 | 402472 | Failed | 18 March 2020 | Pensions |
| Organic Investment Management Ltd — FRN 709833 | 709833 | Failed | 18 March 2020 | Investments |
| Reyker Securities plc — FRN 115308 | 115308 | Failed | 17 March 2020 | Investments |
| Midas Financial Solutions (Scotland) Ltd — FRN 473246 | 473246 | Failed | 09 March 2020 | Investments |
| Tenebris Realisations Ltd (formerly Seymour Pierce Ltd) — FRN 141297 | 141297 | Failed | 09 March 2020 | Pensions, Investments |
| ARLWM Ltd, trading as Montgomery Financial Consultants — FRN 543372 | 543372 | Failed | 04 March 2020 | Pensions |
| Ashley Law Ltd — FRN 165530 | 165530 | Failed | 04 March 2020 | Pensions, Investments |
| Huntsman Hawkes Ltd — FRN 712648 | 712648 | Failed | 04 March 2020 | Pensions |
| GPC SIPP Ltd, formerly Guardian Pension Consultants Ltd — FRN 463717 | 463717 | Failed | 17 February 2020 | Pensions |
| Asset Independent Financial Advisors Ltd, trading as Asset IFA, Asset Independent Mortgages, Home Estate — FRN 139062 | 139062 | Failed | 11 February 2020 | Pensions, Investments |
| Imperious Capital LLP — FRN 483256 | 483256 | Failed | 11 February 2020 | Investments |
| N.J Associates — FRN 141002 | 141002 | Failed | 11 February 2020 | Pensions |
| Totus Capital Ltd, formerly STG Financial Services Ltd trading as Totus Wealth Matters — FRN 435973 | 435973 | Failed | 11 February 2020 | Pensions |
| Courtover Investment Management Ltd, trading as City Private Clients — FRN 182710 | 182710 | Failed | 09 February 2020 | Pensions, Insurance, Investments |
| Intuitive Financial Associates LLP — FRN 516067 | 516067 | Failed | 03 February 2020 | Pensions |
| WJR Wealth Management Ltd, formerly Walker Johnston Robinson Ltd — FRN 440090 | 440090 | Failed | 03 February 2020 | Pensions |
| Avalon Investment Services Ltd — FRN 190602 | 190602 | Failed | 24 January 2020 | Pensions, Investments |
| CGFM Ltd — FRN 456517 | 456517 | Failed | 24 January 2020 | Pensions |
| NJ Associates Financial Services Ltd — FRN 711232 | 711232 | Failed | 24 January 2020 | Pensions |
| BlackStar Wealth Management Ltd — FRN 491609 | 491609 | Failed | 14 January 2020 | Pensions, Investments |
| Hyrifa Ltd, trading as Save My Pension, formerly Trueway Finance Ltd — FRN 448091 | 448091 | Failed | 14 January 2020 | Investments |
| Parklands Wealth Ltd — FRN 708709 | 708709 | Failed | 14 January 2020 | Pensions |
| London Capital & Finance plc (LCF) — FRN 722603 | 722603 | Failed | 09 January 2020 | Investments |
| Economic Financial Solutions IFA Ltd trading as Torch Wealth Management, JAG Protection — FRN 592076 | 592076 | Failed | 08 January 2020 | Pensions |
| Phoenix Financial Associates Ltd — FRN 458390 | 458390 | Failed | 02 January 2020 | Investments |
| Anthony Feeney Financial Services — FRN 162013 | 162013 | Failed | 30 December 2019 | Pensions |
| re-financial planning Ltd — FRN 453926 | 453926 | Failed | 19 December 2019 | Pensions |
| Horizon Stockbroking Ltd — FRN 604515 | 604515 | Failed | 17 December 2019 | Investments |
| Facts & Figures Financial Planners Ltd — FRN 414224 | 414224 | Failed | 12 December 2019 | Pensions, Investments |
| Consumer Wealth Ltd — FRN 667910 | 667910 | Failed | 05 November 2019 | Investments |
| North Star SIPP LLP — FRN 458389 | 458389 | Failed | 04 October 2019 | Investments |
| KBW Associates Ltd — FRN 401675 | 401675 | Failed | 03 October 2019 | Investments |
| CPPT Services Ltd — FRN 219808 | 219808 | Failed | 23 September 2019 | Investments |
| Strathearn Insurance Services Ltd — FRN 514675 | 514675 | Failed | 18 September 2019 | Investments |
| FIXI plc — FRN 448399 | 448399 | Failed | 02 September 2019 | Investments |
| SVS Securities plc — FRN 220929 | 220929 | Failed | 05 August 2019 | Investments |
| Wealth Connection Ltd — FRN 533106 | 533106 | Failed | 02 August 2019 | Pensions, Investments |
| Philip Stephen Ogden, trading as Phil Ogden Financial Planning — FRN 480456 | 480456 | Failed | 15 May 2019 | Investments |
| Sequant Capital Ltd, formerly Central Markets (London) Ltd — FRN 473312 | 473312 | Failed | 05 February 2019 | Investments |
| Independent Portfolio Managers Ltd — FRN 184115 | 184115 | Failed | 03 December 2018 | Investments |
| Strategic Wealth UK Ltd trading as Gibro Wealth — FRN 487850 | 487850 | Failed | 30 April 2018 | Pensions, Investments |
| Full Circle Asset Management Ltd — FRN 159466 | 159466 | Failed | 27 April 2018 | Investments |
| Active Wealth (UK) Ltd — FRN 631415 | 631415 | Failed | 26 March 2018 | Pensions |
| Beaufort Securities Ltd — FRN 155104 | 155104 | Failed | 15 March 2018 | Investments |
| Strand Capital Ltd — FRN 494001 | 494001 | Failed | 17 May 2017 | Pensions, Investments |
| Arjent Ltd — FRN 197330 | 197330 | Under investigation | 27 April 2017 | Investments |
| Douglas Baillie Ltd & Fast Pensions Ltd — FRN 187675 | 187675 | Failed | 19 December 2016 | Pensions, Investments |